Eternity Law International News Regulatory organization FINMA in Switzerland

Regulatory organization FINMA in Switzerland

May 17, 2021

The Swiss Financial Markets Supervision Authority (FINMA) is a government agency, a Swiss regulator, which is one of the most reliable in the world, since the requirements of the regulator are very strict. Its activities are focused on financial regulation, namely: protection against the creation of corruption schemes for money laundering, supervision of banks, insurance companies, stock exchanges and securities dealers, control over the amount of capital, in various credit institutions, and, if necessary, conducts financial restructuring and bankruptcy procedures.

FINMA is a government agency that reports directly to the Swiss parliament. It is based in Bern and is independent of the central federal administration and the Federal Department of Finance. The regulator has at its disposal various levers of influence on brokers, and therefore any company licensed by FINMA operates under transparent schemes that imply full protection of the interests of investors.

History of creation

FINMA was founded on June 22, 2007 with the adoption of the Federal Law on the Swiss Financial Market Supervisory Authority (FINMASA) as a result of the merger of the following organizations:

  • Swiss Federal Banking Commission (SFBC);
  • Federal Office of Private Insurance (FOPI);
  • Anti-Money Laundering Control Authority (AMLCA).

Responsibilities and functions:

  • Development of legislation in the financial sector;
  • Issuance of a license to companies and organizations under its supervision, certification of financial market participants;
  • Monitoring compliance with standards, laws, regulations, directives;
  • Issuance of warnings, revocation of licenses and liquidation of companies;
  • Anti-corruption schemes and money laundering;
  • Control over Swiss financial markets for compliance with AML / CFT requirements.
  • Protection of investors and creditors;

FINMA requirements for licensees:

  • Opening a real office in Switzerland, which will automatically oblige the company to follow the laws of the country;
  • Provision of a document that will identify potential risks when investing, conducting transactions, obtaining financial services (to inform clients);
  • Compliance with the requirements for the level of minimum capital, compliance with liquidity standards. The ratios are individual depending on the volume of transactions and the balance on bank accounts;
  • Disclosure of information about the founders, placement of information in open sources of information.


FINMA’s main mission is to maintain the stability of the Swiss banking sector and increase investor confidence in the Swiss financial markets. And having a FINMA license can serve as a high guarantee that you have a reliable brokerage company that you can entrust your money to. Thanks to its high reputation, FINMA is on a par with such reliable regulators as FCA and NFA.

You could be interested

Blockchain Life 2020 Forum

APRIL 22-23 FORUM BLOCKCHAIN ​​LIFE 2020 ASSEMBLES 5000 PARTICIPANTS AND LEADING COMPANIES IN MOSCOW The largest blockchain, cryptocurrency and mining event in Europe will take place on the innovative platform Music Music Dome. April 22-23, Blockchain Life 2020 gathers 5,000 participants from 70 countries. Among them: businessmen from the crypto industry and classical business, investors,...

Crypto License in France

Interest in cryptocurrencies and blockchain-technologies is rapidly increasing every day. This led to the fact that regulators and the state apparatus of jurisdictions needed to draw up and adopt certain rules and regulations regarding the regulation of cryptocurrencies, as well as any transactions and operations with them. Some countries actively support use of crypto-currencies, trying...

Financial risk management

Any large enterprise will fail if it does not follow the principles of risk management, in other words, it ignores financial risk management. In this publication we will try to reveal the most important aspects of this area of ​​activity. Business is primarily a risk, so every entrepreneur tries to make every effort to keep...

Merchant account with the lowest commissions

Creating modern stores in the vastness of the global network, during the development of trade portals and financial exchanges for the Forex brokers services, even creating gambling sites, the ability to pay for goods by cards becomes one of the priority tasks for entrepreneurs and programmers. This service is especially relevant for those services that...

Company registration in Ireland

Ireland is the state with the most optimal conditions to conduct free trade within the EU. The Irish jurisdiction offers a beginner and experienced entrepreneur a favorable investment and economic atmosphere for the development of activities in the IT direction, structuring and development of trade and holding structures. Basically, OJSC, LTD, various types of partnerships...

Invest summit in Kiyv

Eternity Law International, being a partner of the event, which will be held on November 27 at the Invest Summit at the NSC Olimpiyskiy, which will bring together investors, funds, companies in the fields of finance, IT, modern technologies and marketing, invites you to visit the forum. Invest Summit has prepared two scenes for you. At the first you...
Fill the blank:


Dreikonigstrasse, 31A, Stockerhof


Baseina street, 7


Grosvenor Gardens, 52

New York

1178 Broadway, 3rd Floor #3353 New York, NY 10001


Gediminas Avenue, 44A


Kesklinna linnaosa, Tuukri 19


Lochrin Square, 1


Jacovides Tower, 5 floor


Esplanade, 7 floor

Hong Kong

18 Harbour Road, 35/F, Central Plaza, Wanchai


Level 42, Suntec Tower Three, 8 Temasek Boulevard


20 Martin Place


2609 Avenida da Boavista


Revaz Tabukashvili Str., N 45, area N 7