The Abu Dhabi Global Market (ADGM) has established itself as one of the most reputable and investor-friendly financial centers in the Middle East, providing a world-class regulatory framework and direct access to global financial markets.
This opportunity offers the acquisition of a fully licensed Category 3A brokerage, authorized and supervised by the Financial Services Regulatory Authority (FSRA) of ADGM.
The firm is structured to offer Contracts for Difference (CFDs) on forex, commodities, and U.S. stocks to Professional Clients (both individuals and corporates) under a clean and compliant regulatory framework.
Key Highlights
- Jurisdiction: Abu Dhabi Global Market (ADGM), United Arab Emirates
- Regulator: Financial Services Regulatory Authority (FSRA)
- License Type: Category 3A (CFD Brokerage)
- Incorporation Date: June 2022
- License Approval: October 2022
- Shareholding Structure: Single UBO
- Paid-Up Capital: USD 1,000,000 (USD 500,000 maintained as regulatory capital)
- Physical Office: Yes – ADGM office premises included
Banking:
- Abu Dhabi Commercial Bank (ADCB) – operational account
- Barclays UK – segregated client funds account
- Software Infrastructure: CRM and client area (leased under rental agreement)
- Liabilities: No long-term debt or share pledges
- Compliance Record: Clean – one minor administrative fine (AED 500 for late notification)
Operational Notes
- All employees are currently shared within the parent group and will not remain post-sale.
- Business continuity will require appointment of new operational and management personnel post-acquisition.
Strategic Advantages
- Immediate Regulatory Presence:
- Acquire a fully licensed brokerage under ADGM’s respected regulatory environment, without the lengthy FSRA application process (typically 12–18 months).
- Comprehensive Authorization:
- Operate as a Category 3A firm with permissions to offer CFDs on forex, commodities, and U.S. equities to Professional Clients.
- Strong Banking Infrastructure:
- Pre-established operational and segregated client accounts with top-tier financial institutions (ADCB & Barclays UK).
- Clean and Transfer-Ready Entity:
- No liabilities, no pending issues, and a clean compliance record.
- Strategic Location:
- ADGM offers a business-friendly framework under English common law, tax benefits, and proximity to major global investors and institutional clients.
Ideal For
- Brokerage firms expanding into the MENA region under a regulated framework
- Financial groups or investment firms seeking an FSRA-regulated license for CFD trading
- Institutional investors aiming for a compliant UAE presence with ready infrastructure
- Fintech or neobank operators integrating CFD trading into their service offering
Conclusion: Turnkey FSRA-Regulated Brokerage in ADGM
This ADGM Category 3A-licensed brokerage provides a ready-to-operate and compliant platform in one of the world’s fastest-growing financial centers.
With strong banking relationships, established regulatory permissions, and clean operational history, it offers a strategic gateway for firms looking to establish or expand regulated brokerage activities in the Middle East.
Email: Elizabeth.k@eternitylaw.com / Telegram: @elizabeth_krotiuk
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