Eternity Law International Asset management license

Asset management license

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Having decided to engage in activities related to asset management on a professional level, you must get an official permit. Depending on the specific area of work and the jurisdiction chosen for the activity, local regulatory authorities impose different requirements on companies regarding the composition of the board of directors, capital, office and personnel. At the legislative level, the regulations governing these companies also differ depending on the state, law basis and the status that such firms have in a particular jurisdiction.

Our firm specializes in the establishment and licensing of commercial entities in hundreds of commercial areas. We are professionals in our field, committed to our work and aimed at achieving the most effective results for our clients. We know everything about payment institutions and e-money establishments, about crypto licenses and Fintech markets, about gambling licensing and much more. Our lawyers are ready to provide you with comprehensive expert advice on any issues.

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  • ADGM Category 3C Asset Manager License

    Asia, United Arab Emirates (UAE) Asset management license

    An outstanding opportunity has emerged to acquire an investment group with an Abu Dhabi Global Market (ADGM) Category 3C license, providing access to the prestigious financial landscape of the UAE. Key Highlights: Active License: For Sale ADGM Category 3C Asset Manager License full asset management company with a license active since 2020, offering immediate operational…

    Hong Kong SFC licensed company without clients – for sale

    Offshore, Hong Kong Asset management license

    This is a new investment opportunity to buy a Hong Kong SFC licensed company. Please review the basic information regarding this proposal below. SFC license in Hong Kong for sale: details of the transaction Company holds type 4 (Advising on Securities) and type 9 (Asset Management) authorizations. Company holds Qualified Foreign Limited Partnership and it…

    Company with SFC (Type: 1, 4, 9) in Hong Kong – For Sale

    Offshore, Hong Kong Asset management license

    New investment opportunity – Hong Kong company with SFC license for sale. Please review the primary details of the proposal below. SFC license in Hong Kong for sale: general information Year of the registration of the company: 2018. Status of the legal entity: company is clean with no liabilities. Scope of the SFC license: trading…

    Asset management license in Abu Dhabi Global Market – for sale

    Asia, United Arab Emirates (UAE) Asset management license

    New investment opportunity – Brokerage, Custody, Fund management license in ABU DHABI GLOBAL MARKET (ADGM) for sale. The primary details of the proposal are provided below. Available to buy – Brokerage, Custody, Fund management license in ABU DHABI GLOBAL MARKET (ADGM) Major title: Brokerage, Custody, Fund management Location based: UAE Bank accounts opened License overview:…

    Special Purpose Vehicle (SPV) in Luxembourg for sale

    Europe, Luxembourg Asset management license

    This is a new investment opportunity – Special Purpose Vehicle (SPV) in Luxembourg for sale. Please check out the main details regarding this proposal below. Luxembourg Securitisation Vehicle for sale: key considerations Special Purpose Vehicle (SPV) for sale; Company is currently not operational; Bank account in local bank; Ideally suitable for expansion financing; Full support…

    Hong Kong SFC-License for asset management and advising on securities for sale

    Offshore, Hong Kong Asset management license

    This is a Hong Kong SFC-License for asset management and advising on securities for sale. Key details are listed below. SFC license for sale: details of the offer The license for sale comes in two types: Type 4 (Advising on Securities) and Type 9 (Asset Management); Year of registration of the legal entity: 2020; Bank…

    Hong Kong Asset Management License Registered in 2021 for Sale

    Offshore, Hong Kong Asset management license

    For the attention of the interested investors – Hong Kong asset management license for sale. The key information regarding this investment opportunity are provided below. Hong Kong SFC license for sale: details of the offer Registration year: 2021; Share capital issued: approx. 3-4 M HKD; License type: Type 4 (allows for advising on securities); Type…

    Joint stock company with insurance license in Uzbekistan for sale

    Asia, Uzbekistan Asset management license

    New investment opportunity – insurance company in Uzbekistan for sale. Please review the basic information regarding this offer. Insurance company for sale: details of the offer Legal and organizational form: joint stock company; License type: Insurance license (reinsurance); Jurisdiction: Uzbekistan; License authorizations: the provision of voluntary and compulsory insurance in 17 classes in the field of…

    Swiss Asset Management Business for Sale

    Europe, Switzerland Asset management license

    New investment opportunity – Swiss licensed asset management company for sale which is offered as a fully functional business. Given that the company is actively operating and has assets and clients under management, it is an excellent alternative, particularly for those looking to acquire an established business. Swiss asset management license for sale: details of…

    Company with SFC license in Hong Kong for sale

    Offshore, Hong Kong Asset management license

    New investment proposal – a company with SFC license in Hong Kong for sale. Please check out the primary details on the offer. Hong Kong SFC license for sale: general information The legal entity obtained a SFC license in 2020. SFC License type: Type 4 – Advising on Securities Type 9 – Asset Management Location:…

    Fully Operational Greek Investment Firm license for sale

    Europe, Greece Asset management license

    New investment opportunity – Operational Greek Investment Firm License For Sale. You can check out the primary information regarding this deal below. Investment firm license in Greece for sale: details of the transaction On offer is a licensed investment firm for sale regulated by the HCMC. The entity operates in the sector of investments, financial…

    Type 9 (Asset Management) Licence In Hong Kong For Sale

    Offshore, Hong Kong Asset management license

    New investment proposal – Type 9 (Asset Management) Licence in Hong Kong for sale. You can check out the main details of the opportunity below. Hong Kong asset management license for sale: overview of the transaction Type of the authorization: SFC license allowing for type 9 regulated activities; Year of entity registration: 2017; Status of…

    Unique investment fund in Malta for sale

    Europe, Malta Asset management license

    This is a new investment opportunity – a unique investment fund in Malta for sale. Please check out the primary details regarding this proposal below. Malta investment fund for sale: key considerations UCITS SICAV structure for sale. Authorized by MFSA in Malta; Malta custodian is appointed; The fundamental strategy is to trade in the most…

    Regulated fund in Luxembourg for sale with bank account

    Europe, Luxembourg Asset management license

    This is a new investment opportunity – regulated fund in Luxembourg for sale. Please check out the main details regarding this proposal below. Luxembourg fund for sale: key considerations Non-operational 1st fund compartment, formed approximately 2 years ago. Bank account; Non-operational fund; Local reputed asset manager will remain; Perfect for private equity or venture capital…

    Swiss SRO Company for sale

    Europe, Switzerland Asset management license

    New investment proposal – Swiss SRO company for sale. General information regarding this matter is available below. Swiss SRO for sale: details of the transaction The company for sale is a member of SRO Polyreg with no debts, currently working as a Payment Institution. Provides services for individual and business customers (approximately 50 clients). Software:…

    Benefits of an asset management license and trust management for business

    The transfer of assets under the control of intermediary firms is becoming increasingly popular, because everyone wants to make big profits, but devote as little time as possible to the process of earning money resulting from the launch of the turnover of invested capital.

    Let’s consider the main advantages of trust management for business and from the point of view of establishing and developing your own commercial structure:

    • high level of income: often even higher than with self-management. Profit depends on the qualifications of the intermediary and the period of management;
    • well-established management system: such companies have extensive experience and clearly know the market situation, thanks to which they carry out all transactions on time. Often the asset owner does not have sufficient knowledge in the field, so he can make a lot of mistakes, and intermediaries are professional experts who are constantly improving their strategies;
    • receiving money happens very quickly: if you urgently need an invested fund, you can withdraw it. But it’s better not to do this, because in this case you definitely won’t get any profit, and you’ll also ruin your relationship with the management organization. It is better to wait for the agreed deadlines;
    • individual approach: when transferring a business under management, you will receive a personal manager who will always answer questions and keep you up to date.

    The registered firm that will manage your assets is focused on maximum results. The higher the income, the more the intermediary will earn, so such companies always work on a percentage basis, and not for a fixed payment.

    Our lawyers know everything about asset management and are ready to help you obtain the appropriate license to conduct officially authorized and regulated activities. We will guide you through every stage of licensing.

    Trust management tasks

    When concluding an agreement with an asset management intermediary, you need to specify all the goals that the entrepreneur strives for when implementing his/her business project.

    The intermediary should try to get the maximum possible profit during his work. Of course, there can be no guarantees here, because it is impossible to predict fluctuations in the market. But by studying the performance of previous clients of several management firms, you can get an overall picture, compare and choose the most suitable option for cooperation.

    Firm must do everything possible to preserve your assets – this is important to indicate in the contract. If, for example, your goal is to make money on the foreign exchange market, then the intermediary does not have the right to increase profits in any other way. If the management enterprise decides to buy real estate instead of currency, this is considered a violation of the contract, and the firm will have to answer for its actions in court.

    It is important to choose an experienced manager and draw up a contract correctly, then you will be completely protected from losses and mistakes.

    Conditions for creating an asset management institution

    Before establishing a business, it is necessary to define your own specialization, that is, outline the circle of commercial structures with the assets of which the firm intends to work. Most of the firms existing on the market have a very narrow focus, so they cannot accept any type of asset.

    The permissions granted by the asset management license are as follows.

    1. Licensed brokers have the right not only to manage assets, but also to conduct forex trading, as well as provide advice on futures and securities.
    2. A financial permit often has a condition that the firm must not hold clients’ assets, meaning the licensee will hire a broker or transfer the assets to a bank where they will be stored. Firms involved in management often agree to this condition, as it minimizes the authorized capital.

    Persons who provide investment services, banks, insurance companies and trustees who have large shares have the right to obtain a financial permit. Hedge funds and open-end collective investment schemes or funds that have an LLC structure can also initiate the process of getting an SFC license and become professional investors.

    Getting an asset management permit: requirements and general procedure

    1. To get this, you must first register a company in the jurisdiction where the licensing process will take place.
    2. You need to prove to the regulator that you have a suitable firm structure, effective rules and policies, and qualified personnel to ensure that the risks associated with the proposed activity are well managed.
    3. It is required to appoint directors and an auditor. Depending on the state, these may be local or foreign citizens.
    4. It is mandatory to submit all tax reports for the year of operation of the firm within the specified deadlines.

    Specific regulatory aspects may vary depending on the jurisdiction chosen. We will help you establish a business as a financial intermediary. With our help, you can build your own commercial project as quickly and profitably as possible.

    What is included in our services

    Our specialists have extensive experience and offer qualified services for opening and licensing management companies in different countries.

    1. Getting appropriate licenses and all necessary additional permits.
    2. Collection, preparation and sending of documents.
    3. Assistance in opening bank accounts.
    4. Ready-made companies and licenses for sale.
    5. Office search and personnel selection.
    6. Professional consultations.

    We find an individual approach to each client and are aimed at the fastest and highest quality results. Each of our lawyers is an experienced adviser.

    How much does an asset management license cost?

    The cost of getting a permit depends on many factors and the chosen jurisdiction, so it is calculated individually in each case. Our lawyer will provide you with a full final estimated price immediately before the start of cooperation.

    Our advantages

    Our company has been working in the field of licensing and establishing commercial structures for many years, so it has managed to gain an excellent reputation and receive a lot of positive feedback. We guarantee professionalism and find the most profitable solutions for you.

    1. Only experienced experts.
    2. Variety of corporate services.
    3. Experience working with different jurisdictions.
    4. Full support.
    5. Maximum results in a short time.

    Our company’s specialists will help you quickly get all the required permits for the comfortable official operation of your business.

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    Zurich

    Dreikonigstrasse, 31A, Stockerhof

    Kyiv

    Baseina street, 7

    London

    Grosvenor Gardens, 52

    Washington

    1629 K St. Suite 300 N.W.

    Vilnius

    Gediminas Avenue, 44A

    Tallinn

    Kesklinna linnaosa, Tuukri 19

    Edinburgh

    Lochrin Square, 1

    Nicosia

    Jacovides Tower, 5 floor

    Riga

    Esplanade, 7 floor

    Hong Kong

    18 Harbour Road, 35/F, Central Plaza, Wanchai

    Singapore

    Level 42, Suntec Tower Three, 8 Temasek Boulevard

    Sydney

    20 Martin Place

    Porto

    2609 Avenida da Boavista

    Tbilisi

    Revaz Tabukashvili Str., N 45, area N 7