Description of the license – dealing in investments as principal
Customer Type: Eligible Counterparty, Professional, Retail (Investment)
Investment Type
- Certificates representing certain security
- Commodity Future
- Commodity option and option on commodity future
- Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
- Debenture
- Future (excluding a commodity future and a rolling spot forex contract)
- Government and public security
- Option (excluding a commodity option and an option on a commodity future)
- Rights to or interests in investments (Contractually Based Investments)
- Rights to or interests in investments (Security)
- Rolling spot forex contract
- Share
- Spread Bet
- Unit
- Warrant
Limitation: Limited License – matched principal broker, Rights to or interests in (both).
- Advising/ Arranging (bringing about) on investments (except on Pension Transfers and Pension Opt Outs)
- Making arrangements with a view to transactions in investments
- Passport Type: Markets in Financial Instruments Directive Service
Details of this transaction
- Incorporation between 6-9 Years
- Capital Requirement: GBP 125,000
- Client Types: Eligible Counterparty, Professional, Retail
- Has bank accounts and Segregated Banking facilities
- Has permissions for Futures, Options, CFDs, FX, Shares and Warrants.
- Has advisory permissions – If interested, please ask
- Currently has passporting to Europe still
- The company currently does not have any clients or supplier contracts following a period of restructuring
- The company was built as a brokerage house back in 2012 and has in the past offered the following services : Execution for Exchange traded derivatives, in Financials , Oils, Metals and Commodities and FX Plus retail FX and CFDs and Spread bets
- Operating Costs – to be given if there is firm interest
Note: Proof of funds requirement as well as KYC of potential entity or beneficial owner interested in purchasing this firm.
For details: Julia.z@eternitylaw.com / Telegram @juliazhil
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