UK FCA – Matched Principal Broker – for sale

Description of the license – dealing in investments as principal

Customer Type: Eligible Counterparty, Professional, Retail (Investment)

Investment Type

Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
Debenture
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant

Limitation: Limited License – matched principal broker, Rights to or interests in (both).

Advising/ Arranging (bringing about) on investments (except on Pension Transfers and Pension Opt Outs)
Making arrangements with a view to transactions in investments
Passport Type: Markets in Financial Instruments Directive Service

Details of this transaction

Incorporation between 6-9 Years
Capital Requirement: GBP 125,000
Client Types: Eligible Counterparty, Professional, Retail
Has bank accounts and Segregated Banking facilities
Has permissions for Futures, Options, CFDs, FX, Shares and Warrants.
Has advisory permissions – If interested, please ask
Currently has passporting to Europe still
The company currently does not have any clients or supplier contracts following a period of restructuring
The company was built as a brokerage house back in 2012 and has in the past offered the following services : Execution for Exchange traded derivatives, in Financials , Oils, Metals and Commodities and FX Plus retail FX and CFDs and Spread bets
Operating Costs – to be given if there is firm interest

Note: Proof of funds requirement as well as KYC of potential entity or beneficial owner interested in purchasing this firm.

For details: Julia.z@eternitylaw.com / Telegram @juliazhil

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