Investments Type:
- Certificates representing certain security
- Commodity Future
- Commodity option and option on commodity future
- Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
- Debenture
- Future (excluding a commodity future and a rolling spot forex contract)
- Government and public security
- Option (excluding a commodity option and an option on a commodity future)
- Rights to or interests in investments (Contractually Based Investments)
- Rights to or interests in investments (Security)
- Rolling spot forex contract
- Share
- Spread Bet
- Unit
- Warrant
Limitation: Rights to or interests in (both).
Passports
A ‘passport’ enables an authorised firm to provide financial products or services in another country in the European Economic Area (EEA).
Countries
AUSTRIA | BELGIUM | CYPRUS | DENMARK | FINLAND | FRANCE | GERMANY | IRELAND | ITALY | LIECHTENSTEIN | LUXEMBOURG | MALTA | NETHERLANDS | NORWAY | SPAIN | SWEDEN |
Passport Type Service
1.A(1) Reception and transmission of orders in relation to one or more financial instruments
2.A(2) Execution of orders on behalf of clients
3.A(4) Portfolio management
4.B(5) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments
5.B(7) Investment services / activities / ancillary services of the type included in Sec. A/ B of Annex 1 related to the underlying of derivatives included under Sec. C – 5, 6, 7 and 10 – where connected to provision of investment or ancillary services
Investments Type
- C(1) Transferable securities
- C(10) Other contracts
- C(2) Money-market instruments
- C(3) Units in collective investment undertakings
- C(4) Derivatives in Securities, etc
- C(5) Commodities Derivatives – Cash Settled
- C(6) Commodities Derivatives – Physically Settled
- C(7) Non-Commercial commodity Derivatives
- C(8) Derivative instruments for the transfer of credit risk
- C(9) Financial contracts for differences
Details: dmitriy.m@eternitylaw.com