Corporate Overview of this SFC license in Hong Kong for sale
- Incorporation Year: 2016
- Licenses: Holds Securities and Futures Commission (SFC) Type 4 (advising on securities) & Type 9 (asset management) licenses.
- Status: A clean entity with no legal actions, ensuring a smooth transition for new ownership.
Licensing and Operational Capacity
- Service Scope: Asset management company in Hong Kong for sale authorized to serve Professional Investors (PI), with restrictions on holding client funds directly.
- Regulatory Compliance: Company licensed by Securities and Futures Commission in Hong Kong for sale, providing a secure and reputable platform for financial operations.
Staffing Structure
- Responsible Officers: Employs two experienced Responsible Officers (ROs). One RO is willing to remain post-sale to ensure continuity; the other is set to resign, offering flexibility in staffing choices.
Financial Health
- Asset Value: The Ready-made company licensed by SFC in Hong Kong for sale boasts an asset value of approximately HKD 600,000, primarily held as cash in bank.
- Banking Relations: Maintains a fully operational bank account, facilitating immediate financial transactions and operations.
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