Corporate Overview of this SFC license in Hong Kong for sale
- Incorporation Year: 2016
- Licenses: Holds Securities and Futures Commission (SFC) Type 4 (advising on securities) & Type 9 (asset management) licenses.
- Status: A clean entity with no legal actions, ensuring a smooth transition for new ownership.
Licensing and Operational Capacity
- Service Scope: Asset management company in Hong Kong for sale authorized to serve Professional Investors (PI), with restrictions on holding client funds directly.
- Regulatory Compliance: Company licensed by Securities and Futures Commission in Hong Kong for sale, providing a secure and reputable platform for financial operations.
Staffing Structure
- Responsible Officers: Employs two experienced Responsible Officers (ROs). One RO is willing to remain post-sale to ensure continuity; the other is set to resign, offering flexibility in staffing choices.
Financial Health
- Asset Value: The Ready-made company licensed by SFC in Hong Kong for sale boasts an asset value of approximately HKD 600,000, primarily held as cash in bank.
- Banking Relations: Maintains a fully operational bank account, facilitating immediate financial transactions and operations.
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The information presented in this section is provided for general informational and B2B purposes only. Licensed or regulated companies listed here may be offered for sale by their respective owners or other third parties.
The Company does not sell, issue or provide licences, authorisations, registrations or the underlying regulated services. Any existing licence, registration, authorisation or regulatory status remains subject to applicable law and, where required, regulatory approval, notification, change-of-control, re-registration or other procedures imposed by the competent authority.
The Company acts solely as an independent provider of legal, consultancy and transaction support services and may assist with due diligence, transaction structuring, documentation, ownership transfer, re-registration and related legal or regulatory support.
No listing constitutes financial, investment or brokerage advice, or a guarantee that any licence or regulatory status may be transferred, maintained or used by a prospective purchaser.