Description of the license – dealing in investments as principal
Customer Type: Eligible Counterparty, Professional, Retail (Investment)
Investment Type
- Certificates representing certain security
- Commodity Future
- Commodity option and option on commodity future
- Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)
- Debenture
- Future (excluding a commodity future and a rolling spot forex contract)
- Government and public security
- Option (excluding a commodity option and an option on a commodity future)
- Rights to or interests in investments (Contractually Based Investments)
- Rights to or interests in investments (Security)
- Rolling spot forex contract
- Share
- Spread Bet
- Unit
- Warrant
Limitation: Limited License – matched principal broker, Rights to or interests in (both).
- Advising/ Arranging (bringing about) on investments (except on Pension Transfers and Pension Opt Outs)
- Making arrangements with a view to transactions in investments
- Passport Type: Markets in Financial Instruments Directive Service
Details of this transaction
- Incorporation between 6-9 Years
- Capital Requirement: GBP 125,000
- Client Types: Eligible Counterparty, Professional, Retail
- Has bank accounts and Segregated Banking facilities
- Has permissions for Futures, Options, CFDs, FX, Shares and Warrants.
- Has advisory permissions – If interested, please ask
- Currently has passporting to Europe still
- The company currently does not have any clients or supplier contracts following a period of restructuring
- The company was built as a brokerage house back in 2012 and has in the past offered the following services : Execution for Exchange traded derivatives, in Financials , Oils, Metals and Commodities and FX Plus retail FX and CFDs and Spread bets
- Operating Costs – to be given if there is firm interest
Note: Proof of funds requirement as well as KYC of potential entity or beneficial owner interested in purchasing this firm.
For details: a.shevchuk@eternitylaw.com / Telegram @anastasiiaeternitylaw
Please feel free to join our telegram channel in order to keep updated for the new offers and ready-made companies for sale.
Every week we have new jurisdiction to offer a ready-made turn-key solution! We work worldwide.
Please contact us to get more information regarding companies on sale.
The information presented in this section is provided for general informational and B2B purposes only. Licensed or regulated companies listed here may be offered for sale by their respective owners or other third parties.
The Company does not sell, issue or provide licences, authorisations, registrations or the underlying regulated services. Any existing licence, registration, authorisation or regulatory status remains subject to applicable law and, where required, regulatory approval, notification, change-of-control, re-registration or other procedures imposed by the competent authority.
The Company acts solely as an independent provider of legal, consultancy and transaction support services and may assist with due diligence, transaction structuring, documentation, ownership transfer, re-registration and related legal or regulatory support.
No listing constitutes financial, investment or brokerage advice, or a guarantee that any licence or regulatory status may be transferred, maintained or used by a prospective purchaser.