New investment opportunity – Australian financial services license issued in 2012 for sale. You can check out the main details of the proposal below.
AFS license for sale: details of the transaction
Year of license issuance: October, 2012;
Jurisdiction: Australia.
Type of clients: wholesale clients.
Authorization scope:
- providing financial product advice for interests in managed investment schemes and securities;
- dealing in a financial product by issuing, applying for, acquiring, varying or disposing of a financial product in respect of derivatives, foreign exchange contracts, interests in managed investment schemes and financial products limited to miscellaneous financial investment products limited to MDA services; and
- operating with a financial product on behalf of another person in respect of deposit and payment products limited to basic deposit products, derivatives, foreign exchange contracts, debentures, stocks or bonds issued or proposed to be issued by a government, interests in managed investment schemes excluding investor directed portfolio services; and securities;
- providing the custodial or depository services.
More information on this business opportunity is available on request.
Email: office@eternitylaw.com
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The information presented in this section is provided for general informational and B2B purposes only. Licensed or regulated companies listed here may be offered for sale by their respective owners or other third parties.
The Company does not sell, issue or provide licences, authorisations, registrations or the underlying regulated services. Any existing licence, registration, authorisation or regulatory status remains subject to applicable law and, where required, regulatory approval, notification, change-of-control, re-registration or other procedures imposed by the competent authority.
The Company acts solely as an independent provider of legal, consultancy and transaction support services and may assist with due diligence, transaction structuring, documentation, ownership transfer, re-registration and related legal or regulatory support.
No listing constitutes financial, investment or brokerage advice, or a guarantee that any licence or regulatory status may be transferred, maintained or used by a prospective purchaser.