The following is an opportunity to buy an AFS license in Australia issued in June 2019. The list of authorizations available by holding this license is provided below.
Australian financial services license for sale: details of the transaction
By holding this permission, a licensee is eligible to perform the following services:
- offer financial product advice for the following classes of financial products:
- deposit and payment products;
- derivatives;
- Forex contracts;
- debentures, stocks or bonds issued or proposed to be issued by a government;
- life products including investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
- interests in managed investment schemes including investor directed portfolio services and MDA services;
- retirement savings accounts (“RSA”) products (within the meaning of the Retirement Savings Account Act 1997);
- securities;
- standard margin lending facility;
- superannuation; and
- miscellaneous financial investment products limited to MDA services;
- deal in derivatives, interests in managed investment schemes limited to MDA services; and miscellaneous financial investment products limited to MDA services;
- applying for, acquiring, varying or disposing of a financial product on behalf of another person.
- Other services.
The licensee ca service only retail and wholesale clients.
More information regarding this opportunity is available on request.
Email: [email protected]
Telegram: @anastasiiaeternitylaw
The information presented in this section is provided for general informational and B2B purposes only. Licensed or regulated companies listed here may be offered for sale by their respective owners or other third parties.
The Company does not sell, issue or provide licences, authorisations, registrations or the underlying regulated services. Any existing licence, registration, authorisation or regulatory status remains subject to applicable law and, where required, regulatory approval, notification, change-of-control, re-registration or other procedures imposed by the competent authority.
The Company acts solely as an independent provider of legal, consultancy and transaction support services and may assist with due diligence, transaction structuring, documentation, ownership transfer, re-registration and related legal or regulatory support.
No listing constitutes financial, investment or brokerage advice, or a guarantee that any licence or regulatory status may be transferred, maintained or used by a prospective purchaser.